Boundless Risk Solutions

Our Independent regulatory compliance audit verifies whether your financial institution complies with external laws, regulations, and internal policies.  We systematically review your institution's adherence to current regulations and identifies any compliance issues. Our audits examine internal practices, considering the latest federal and state laws and regulations, as well as the effectiveness of associated internal controls on which we deliver a complete, accurate, and timely report of findings, observations, and practical, actionable, achievable recommendations.

Our BSA-AML-OFAC assessment of your financial institution takes an objective review of your institution's Bank Secrecy Act/Anti-Money Laundering (BSA/AML) and Office of Foreign Assets Control (OFAC) risk management practices. We independently test for risk or compliance issues and provides a risk assessment of the institution on which we deliver a complete, accurate, and timely report of findings, observations, and practical, actionable, achievable recommendations.

Our risk-based, Enterprise-Wide Regulatory compliance assessment involves ensuring that your institutions operations and activities meet legal and regulatory requirements, adhere to industry-recognized ethical standards, and protect both the bank and customers.    

We assess at a point in time, or over time, potential risks that the organization may face on which we deliver a complete, accurate, and timely report of findings, observations, and practical, actionable, achievable solutions.

Our training of regulatory compliance for your financial institution reinforces to the Board, management, and staff what rules and regulations they must follow, which is essential to maintaining an effective compliance program. Our theory- and results-based training covers general topics such as money laundering, privacy and data security, and compliance methods.